What is an Exempt Market Dealer?
An Exempt Market Dealer ('EMD") is a registered securities dealer that raises capital for securities that are prospectus exempt.
Think generally of an apartment building, farmland, private loans, an individual hotel, a Pre-IPO tech company or even the corner convenience store as good possible examples of the type of investments being offered.
Another term often used is private capital investments. Before a business goes public and begins trading on the TSX after their Initial Public Offering, they almost all start out as closely-held private investments.
When our Dealing Representatives meet with clients - they start by assessing the current portfolio, followed by a full know your client (KYC) assessment, and can only recommend an investment at that point if the client is qualified and if it is suitable for their circumstances. Many of these alternative investments are often RRSP and TFSA eligible.
To see the investment options available to you, contact us to schedule a meeting.
Consider working with a financial professional who can provide private investments to complement your portfolio. Financial professionals licensed through R&D Securities as Dealing Representatives have access to private debt and equity investments. We can show you how to access private debt and equity opportunities traditionally reserved only for institutional investors.
Are you the type of investor who is secure in your experience and ability to conduct the due diligence and research needed to make your investment decisions entirely on your own? Consider R&D Securities’ direct access to private investments at www.venturemarket.ca. (coming soon). This is an online portal that allows you to research and invest in private opportunities yourself.
Bob Harder CEO- Bob’s career path began in an automotive dealership. After a number of years in automotive he hungered for more and began the process of becoming a Stock Broker. He completed the Canadian Securities Course in late 1981 and became a licensed Stockbroker in Alberta from 1981-1986. Things sometimes go full-circle and Bob recently made the decision to return to the investment industry with Rethink & Diversify thus completing the circle from long ago. Bob's experience owning multiple businesses gives him a unique perspective when working with clients to attain their investment goals. He is excited to be a part of this fascinating industry.
Roger Grona VP- Roger is very proud of his Metis heritage. His ancestry is traced back to the 1700’s in the Red River Settlement. He is an Entrepreneur, Business Consultant, Investor and CEO. Roger is the Founder and CEO of Firebird Business Consulting Ltd. Founder, Business Partner and CEO of Firebird Business Ventures Ltd., Investor and Business Partner in Rethink and Diversify Securities Inc. Venture Market (online exempt market portal) and Aslan Capital Saskatchewan Inc.
All private equities are distributed through Rethink and Diversify Securities Inc. , an Exempt Market Dealer registered in the provinces of British Columbia, Alberta, Saskatchewan, Manitoba and Ontario.
